Form 4 for OCGN Ocugen, Inc.
Accepted 2026-09-11 21:13:47 ET · period of report 2026-09-09 · accession 0001628280-26-061626 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| T | 2026-09-11 21:13 | 2026-09-09 | OCGN | Musunuri Shankar | CEO, Dir | S - Sale | $1.12 | -468.7K | 4.49M | -9% | -$525.0K |
| TI | 2026-09-11 21:13 | 2026-09-09 | OCGN | Musunuri Shankar | CEO, Dir | S - Sale | $1.12 | -57.3K | 1.09M | -5% | -$64.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-09 | S | D | 468,727 | $1.12 | 4,487,197 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2026 (F2) The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $1.06 to $1.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote (2) to this Form 4. |
| 2 | Common | Common Stock | 2026-09-09 | S | D | 57,264 | $1.12 | 1,088,035 | I By: KVM Holdings, LLC | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2026 (F3) The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $1.11 to $1.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote (3) to this Form 4. (F4) The Reporting Person is a member and officer of KVM Holdings, LLC and has voting and investment power over the shares held by KVM Holdings, LLC. |