Form 4 for LITE Lumentum
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-19 · accession 0001633978-21-000082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-11-22 | 2021-11-19 | LITE | HERSCHER PENNY | Dir | S - Sale | $90.56 | -1,066 | 36.8K | -3% | -$96.5K |
| 2021-11-22 | 2021-11-19 | LITE | HERSCHER PENNY | Dir | A - Grant | $0.00 | +2,618 | 2,618 | New | $0 | |
| 2021-11-22 | 2021-11-18 | LITE | HERSCHER PENNY | Dir | G - Gift | $0.00 | -2,666 | 0 | -100% | $0 | |
| I | 2021-11-22 | 2021-11-18 | LITE | HERSCHER PENNY | Dir | G - Gift | $0.00 | +2,666 | 37.8K | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-19 | S | D | 1,066 | $90.56 | 36,760 | I | — | — | (F5) The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. |
| 2 | Common | Common Stock | 2021-11-19 | A | A | 2,618 | $0.00 | 2,618 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-18 | G | D | 2,666 | $0.00 | 0 | D Living Trust | — | — | (F2) These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001. |
| 4 | Common | Common Stock | 2021-11-18 | G | A | 2,666 | $0.00 | 37,826 | I Living Trust | — | — | (F2) These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001. |