Form 4 for LIVN LivaNova PLC
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001639691-23-000062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-20 | 2023-06-15 | LIVN | O'Kane Sharon | Dir | F - Tax | $48.40 | -979 | 8,074 | -11% | -$47.4K |
| D | 2023-06-20 | 2023-06-15 | LIVN | O'Kane Sharon | Dir | M - OptEx | $0.00 | +2,082 | 9,053 | +30% | $0 |
| D | 2023-06-20 | 2023-06-15 | LIVN | O'Kane Sharon | Dir | M - OptEx | $0.00 | -2,082 | 0 | -100% | $0 |
| D | 2023-06-20 | 2023-06-15 | LIVN | O'Kane Sharon | Dir | A - Grant | $0.00 | +2,680 | 2,680 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-06-15 | F | D | 979 | $48.40 | 8,074 | D | — | — | (F2) The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| 2 | Common | Ordinary Shares | 2023-06-15 | M | A | 2,082 | $0.00 | 9,053 | D | — | — | (F1) Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. |
| 3 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 2,082 | $0.00 | 0 | D | — · — to — | 2,082 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. (F4) On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement. |
| 4 | Derivative | Restricted Stock Units | 2023-06-15 | A | A | 2,680 | $0.00 | 2,680 | D | — · — to — | 2,680 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. (F5) On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement. |