Form 4 for LIVN LivaNova PLC
Accepted 2024-06-05 00:00:00 ET · period of report 2024-06-03 · accession 0001639691-24-000072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-05 | 2024-06-03 | LIVN | Moore Daniel Jeffrey | Dir | S - Sale+OE | $60.12 | -56.6K | 29.6K | -66% | -$3.40M |
| D | 2024-06-05 | 2024-06-03 | LIVN | Moore Daniel Jeffrey | Dir | M - OptEx | $57.39 | +56.6K | 84.2K | +206% | +$3.25M |
| D | 2024-06-05 | 2024-06-03 | LIVN | Moore Daniel Jeffrey | Dir | M - OptEx | $0.00 | -56.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-06-03 | S | D | 2,045 | $61.09 | 27,534 | D | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.829 to $61.290, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Ordinary Shares | 2024-06-03 | M | A | 56,623 | $57.39 | 84,157 | D | — | — | |
| 3 | Common | Ordinary Shares | 2024-06-03 | S | D | 54,578 | $60.08 | 29,579 | D | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.610, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Derivative | Option to purchase shares | 2024-06-03 | M | D | 56,623 | $0.00 | 0 | D | $57.39 · 2015-10-19 to 2024-06-15 | 56,623 Ordinary Shares | (F5) The Form 3 filed on behalf of the reporting person on October 22, 2015 contained a typo in the expiration date for this option. This option expires on June 15, 2024. |