Form 4 for LIVN LivaNova PLC
Accepted 2024-12-17 00:00:00 ET · period of report 2024-12-15 · accession 0001639691-24-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-17 | 2024-12-15 | LIVN | Barry James Christopher | Dir | M - OptEx | $0.00 | +1,709 | 1,709 | New | $0 |
| D | 2024-12-17 | 2024-12-15 | LIVN | Barry James Christopher | Dir | F - Tax | $51.50 | -353 | 1,356 | -21% | -$18.2K |
| D | 2024-12-17 | 2024-12-15 | LIVN | Barry James Christopher | Dir | M - OptEx | $0.00 | -1,709 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-12-15 | M | A | 1,709 | $0.00 | 1,709 | D | — | — | (F1) Reporting person had vested restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. |
| 2 | Common | Ordinary Shares | 2024-12-15 | F | D | 353 | $51.50 | 1,356 | D | — | — | (F2) Shares withheld to satisfy tax liability. |
| 3 | Derivative | Restricted Stock Units | 2024-12-15 | M | D | 1,709 | $0.00 | 0 | D | — · — to — | 1,709 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the award agreement. (F4) On December 15, 2023, reporting person was granted RSUs subject to a one-year vesting schedule, which occurred on December 15, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. |