Form 4 for LIVN LivaNova PLC
Accepted 2025-04-01 00:00:00 ET · period of report 2025-03-30 · accession 0001639691-25-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-01 | 2025-03-30 | LIVN | KOZY WILLIAM A | Dir | M - OptEx | $0.00 | +1,034 | 28.5K | +4% | $0 |
| D | 2025-04-01 | 2025-03-30 | LIVN | KOZY WILLIAM A | Dir | F - Tax | $39.13 | -188 | 28.3K | -0.7% | -$7,356 |
| D | 2025-04-01 | 2025-03-30 | LIVN | KOZY WILLIAM A | Dir | M - OptEx | $0.00 | -1,034 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2025-03-30 | M | A | 1,034 | $0.00 | 28,496 | D | — | — | (F1) Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. |
| 2 | Common | Ordinary Shares | 2025-03-30 | F | D | 188 | $39.13 | 28,308 | D | — | — | (F2) Shares withheld to satisfy tax liability. |
| 3 | Derivative | Restricted Stock Units | 2025-03-30 | M | D | 1,034 | $0.00 | 0 | D | — · — to — | 1,034 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2015 Incentive Award Plan (the Plan) and the award agreement. (F4) On March 30, 2024, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on March 30, 2025, subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. |