Form 4 for PTON PELOTON INTERACTIVE, INC.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-08-30 · accession 0001639825-21-000279 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-09-03 | 2021-08-31 | PTON | Foley John Paul | COB, CEO, Dir | S - Sale+OE | $100.34 | -486 | 642 | -43% | -$48.8K |
| DI | 2021-09-03 | 2021-08-30 | PTON | Foley John Paul | COB, CEO, Dir | M - OptEx | — | +1,128 | 1,128 | New | — |
| DM | 2021-09-03 | 2021-09-01 | PTON | Foley John Paul | COB, CEO, Dir | A - Grant | $0.00 | +339.5K | 278.0K | New | $0 |
| DMI | 2021-09-03 | 2021-08-30+ | PTON | Foley John Paul | COB, CEO, Dir | A - Grant | $0.00 | +8,848 | 1,128 | New | $0 |
| DI | 2021-09-03 | 2021-08-30 | PTON | Foley John Paul | COB, CEO, Dir | M - OptEx | $0.00 | -1,128 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-31 | S | D | 376 | $100.17 | 752 | I By spouse | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.71 to $100.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2021-08-30 | M | A | 1,128 | — | 1,128 | I By spouse | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. |
| 3 | Common | Class A Common Stock | 2021-08-31 | S | D | 110 | $100.91 | 642 | I By spouse | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.73 to $101.24 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Derivative | Stock Option (right to buy Class A Common Stock) | 2021-09-01 | A | A | 61,512 | $0.00 | 61,512 | D By spouse | $100.04 · — to 2031-08-31 | 61,512 Class A Common Stock | (F7) The option vests as to 8.33% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested and exercisable on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 5 | Derivative | Class A Common Stock | 2021-09-01 | A | A | 2,656 | $0.00 | 2,656 | I | $100.04 · — to 2031-08-31 | 2,656 Class A Common Stock | (F8) The option vests as to 8.34% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested and exercisable on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 6 | Derivative | Class A Common Stock | 2021-09-01 | A | A | 5,064 | $0.00 | 5,064 | I | $100.04 · — to 2031-08-31 | 5,064 Class A Common Stock | (F6) The option vests as to 6.25% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested and exercisable on August, 2025, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2021-08-30 | M | D | 1,128 | $0.00 | 0 | I By spouse | — · — to — | 1,128 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. (F5) The RSUs are fully vested as of the date of grant. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2021-08-30 | A | A | 1,128 | $0.00 | 1,128 | I By spouse | — · — to — | 1,128 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. (F5) The RSUs are fully vested as of the date of grant. |
| 9 | Derivative | Stock Option (right to buy Class A Common Stock) | 2021-09-01 | A | A | 278,022 | $0.00 | 278,022 | D By spouse | $100.04 · — to 2031-08-31 | 278,022 Class A Common Stock | (F6) The option vests as to 6.25% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested and exercisable on August, 2025, subject to the reporting person's provision of service to the issuer on each vesting date. |