Form 4 for PTON PELOTON INTERACTIVE, INC.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001639825-21-000333 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-17 | 2021-11-15 | PTON | Garavaglia Mariana | COO | M - OptEx | — | +9,364 | 15.3K | +158% | — |
| DM | 2021-11-17 | 2021-11-16 | PTON | Garavaglia Mariana | COO | S - Sale+OE | $52.61 | -3,329 | 14.1K | -19% | -$175.2K |
| DM | 2021-11-17 | 2021-11-15 | PTON | Garavaglia Mariana | COO | M - OptEx | $0.00 | -9,364 | 23.2K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-15 | M | A | 2,894 | — | 10,903 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2021-11-15 | M | A | 1,783 | — | 12,686 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2021-11-16 | S | D | 59 | $53.36 | 14,044 | D | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.04 to $53.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2021-11-15 | M | A | 2,091 | — | 17,373 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 5 | Common | Class A Common Stock | 2021-11-16 | S | D | 3,270 | $52.60 | 14,103 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.5838 to $52.8625 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2021-11-15 | M | A | 2,596 | — | 15,282 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2021-11-15 | M | D | 2,894 | $0.00 | 31,834 | D | — · — to — | 2,894 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2020, with 100% of the total shares vested on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2021-11-15 | M | D | 2,596 | $0.00 | 38,933 | D | — · — to — | 2,596 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested and exercisable on August 15, 2025, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2021-11-15 | M | D | 2,091 | $0.00 | 23,001 | D | — · — to — | 2,091 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F8) The RSUs vest as to 8.33% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2021-11-15 | M | D | 1,783 | $0.00 | 23,173 | D | — · — to — | 1,783 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) The RSUs vest as to 6.25% of the total shares quarterly, commencing May 15, 2021, with 100% of the total shares vested and exercisable on February 15, 2025, subject to the reporting person's provision of service to the issuer on each vesting date. |