Form 4 for PTON PELOTON INTERACTIVE, INC.
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001639825-23-000113 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-17 | 2023-08-15 | PTON | RENDICH ANDREW S | Chief Supply Chain Off | M - OptEx | — | +50.9K | 63.2K | +412% | — |
| D | 2023-08-17 | 2023-08-16 | PTON | RENDICH ANDREW S | Chief Supply Chain Off | S - Sale+OE | $7.27 | -26.6K | 79.5K | -25% | -$193.5K |
| DM | 2023-08-17 | 2023-08-15 | PTON | RENDICH ANDREW S | Chief Supply Chain Off | M - OptEx | $0.00 | -50.9K | 87.6K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-15 | M | A | 12,250 | — | 106,132 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. |
| 2 | Common | Class A Common Stock | 2023-08-15 | M | A | 30,657 | — | 93,882 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. |
| 3 | Common | Class A Common Stock | 2023-08-15 | M | A | 7,965 | — | 63,225 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. |
| 4 | Common | Class A Common Stock | 2023-08-16 | S | D | 26,622 | $7.27 | 79,510 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.2449 to $7.2750 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-08-15 | M | D | 30,657 | $0.00 | 367,891 | D | — · — to — | 30,657 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. (F5) The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2022, with 100% of the total shares vested on August 15, 2026, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-08-15 | M | D | 12,250 | $0.00 | 171,508 | D | — · — to — | 12,250 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. (F6) The RSUs vest as to 6.25% of the total shares quarterly, commencing May 15, 2023, with 100% of the total shares vested on February 15, 2027, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2023-08-15 | M | D | 7,965 | $0.00 | 87,610 | D | — · — to — | 7,965 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. (F4) The RSU vests as to 25% of the total shares on May 15, 2023, then 6.25% of the total shares vest quarterly with 100% of the total shares vested on May 15, 2026, subject to the reporting person's provision of service to the issuer on each vesting date. |