Form 4 for SNOW Snowflake Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001640147-21-000221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-15 | SNOW | GARRETT MARK | Dir | S - Sale+OE | $318.79 | -9,563 | 1,224 | -89% | -$3.05M |
| DMI | 2021-09-17 | 2021-09-15 | SNOW | GARRETT MARK | Dir | S - Sale+OE | $318.79 | -813 | 131.6K | -0.6% | -$259.2K |
| D | 2021-09-17 | 2021-09-15 | SNOW | GARRETT MARK | Dir | M - OptEx | $3.74 | +9,563 | 10.8K | +781% | +$35.8K |
| D | 2021-09-17 | 2021-09-15 | SNOW | GARRETT MARK | Dir | M - OptEx | $0.00 | -9,563 | 691.3K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-15 | S | D | 6,375 | $316.19 | 4,412 | D Limited Partnership | — | — | (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. (F3) The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. |
| 2 | Common | Class A Common Stock | 2021-09-15 | S | D | 3,188 | $324.00 | 1,224 | D | — | — | (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 3 | Common | Class A Common Stock | 2021-09-15 | S | D | 542 | $316.19 | 131,850 | I | — | — | |
| 4 | Common | Class A Common Stock | 2021-09-15 | S | D | 271 | $324.00 | 131,579 | I | — | — | |
| 5 | Common | Class A Common Stock | 2021-09-15 | M | A | 9,563 | $3.74 | 10,787 | D Limited Partnership | — | — | (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. (F3) The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-09-15 | M | D | 9,563 | $0.00 | 691,312 | D | $3.74 · — to 2028-04-14 | 9,563 Class A Common Stock | (F4) The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date. |