Form 4 for SNOW Snowflake Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001640147-21-000258 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-18 | 2021-11-16 | SNOW | GARRETT MARK | Dir | S - Sale+OE | $398.00 | -6,504 | 122.4K | -5% | -$2.59M |
| DM | 2021-11-18 | 2021-11-16 | SNOW | GARRETT MARK | Dir | S - Sale+OE | $400.74 | -76.5K | 65.9K | -54% | -$30.66M |
| D | 2021-11-18 | 2021-11-16 | SNOW | GARRETT MARK | Dir | M - OptEx | $3.74 | +76.5K | 77.7K | +6,250% | +$286.1K |
| D | 2021-11-18 | 2021-11-16 | SNOW | GARRETT MARK | Dir | M - OptEx | $0.00 | -76.5K | 576.6K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-16 | S | D | 6,504 | $398.00 | 122,365 | I | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-16 | S | D | 1,250 | $403.30 | 1,224 | D | — | — | (F8) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $403.10 to $403.575, inclusive. (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 3 | Common | Class A Common Stock | 2021-11-16 | S | D | 11,708 | $402.51 | 2,474 | D | — | — | (F7) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $402.05 to $403.04, inclusive. (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 4 | Common | Class A Common Stock | 2021-11-16 | S | D | 26,330 | $401.61 | 14,182 | D | — | — | (F6) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $401.04 to $402.04, inclusive. (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 5 | Common | Class A Common Stock | 2021-11-16 | S | D | 9,816 | $400.29 | 40,512 | D | — | — | (F5) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $400.03 to $400.97, inclusive. (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 6 | Common | Class A Common Stock | 2021-11-16 | S | D | 15,533 | $399.73 | 50,328 | D | — | — | (F4) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $399.02 to $400.02, inclusive. (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 7 | Common | Class A Common Stock | 2021-11-16 | S | D | 11,863 | $398.46 | 65,861 | D | — | — | (F3) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $398.00 to $399.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes. (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 8 | Common | Class A Common Stock | 2021-11-16 | M | A | 76,500 | $3.74 | 77,724 | D Limited Partnership | — | — | (F1) Includes shares to be issued in connection with the vesting of one or more restricted stock units. (F9) The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-11-16 | M | D | 76,500 | $0.00 | 576,562 | D | $3.74 · — to 2028-04-14 | 76,500 Class A Common Stock | (F10) The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date. |