Form 4 for SNOW Snowflake Inc.
Accepted 2023-12-28 00:00:00 ET · period of report 2023-12-26 · accession 0001640147-23-000284 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-28 | 2023-12-26+ | SNOW | Slootman Frank | CEO, COB, Dir | M - OptEx | $8.88 | +500.0K | 430.1K | New | +$4.44M |
| DM | 2023-12-28 | 2023-12-26+ | SNOW | Slootman Frank | CEO, COB, Dir | S - Sale+OE | $197.29 | -500.0K | 180.1K | -74% | -$98.65M |
| DM | 2023-12-28 | 2023-12-26+ | SNOW | Slootman Frank | CEO, COB, Dir | M - OptEx | $0.00 | -500.0K | 11.17M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-26 | M | A | 250,000 | $8.88 | 430,143 | D | — | — | (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 2 | Common | Class A Common Stock | 2023-12-26 | S | D | 83,863 | $194.73 | 346,280 | D | — | — | (F3) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $194.010 to $195.010, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 3 | Common | Class A Common Stock | 2023-12-26 | S | D | 74,570 | $195.44 | 271,710 | D | — | — | (F4) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $195.015 to $196.010, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 4 | Common | Class A Common Stock | 2023-12-26 | S | D | 15,321 | $196.40 | 256,389 | D | — | — | (F5) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $196.050 to $197.050, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 5 | Common | Class A Common Stock | 2023-12-26 | S | D | 4,616 | $197.53 | 251,773 | D | — | — | (F6) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $197.060 to $198.050, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 6 | Common | Class A Common Stock | 2023-12-26 | S | D | 67,930 | $198.52 | 183,843 | D | — | — | (F7) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $198.070 to $199.070, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 7 | Common | Class A Common Stock | 2023-12-26 | S | D | 3,700 | $199.19 | 180,143 | D | — | — | (F8) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $199.080 to $199.290, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 8 | Common | Class A Common Stock | 2023-12-27 | M | A | 250,000 | $8.88 | 430,143 | D | — | — | (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 9 | Common | Class A Common Stock | 2023-12-27 | S | D | 46,852 | $197.55 | 383,291 | D | — | — | (F9) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $197.045 to $198.045, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 10 | Common | Class A Common Stock | 2023-12-27 | S | D | 175,678 | $198.36 | 207,613 | D | — | — | (F10) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $198.050 to $199.050, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 11 | Common | Class A Common Stock | 2023-12-27 | S | D | 14,724 | $199.59 | 192,889 | D | — | — | (F11) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $199.065 to $200.065, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 12 | Common | Class A Common Stock | 2023-12-27 | S | D | 12,746 | $200.56 | 180,143 | D | — | — | (F12) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $200.130 to $200.910, inclusive. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| 13 | Derivative | Stock Option (Right to Buy) | 2023-12-26 | M | D | 250,000 | $0.00 | 11,420,364 | D | $8.88 · — to 2029-05-28 | 250,000 Class A Common Stock | (F17) The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date. |
| 14 | Derivative | Stock Option (Right to Buy) | 2023-12-27 | M | D | 250,000 | $0.00 | 11,170,364 | D | $8.88 · — to 2029-05-28 | 250,000 Class A Common Stock | (F17) The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date. |