Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2023-03-15 00:00:00 ET · period of report 2023-03-13 · accession 0001640363-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-15 | 2023-03-13+ | LXFR | Moorefield Jeffrey C. | See Remarks | M - OptEx | — | +3,779 | 4,813 | +365% | — |
| DM | 2023-03-15 | 2023-03-13+ | LXFR | Moorefield Jeffrey C. | See Remarks | F - Tax | $15.40 | -1,484 | 4,433 | -25% | -$22.8K |
| DM | 2023-03-15 | 2023-03-13+ | LXFR | Moorefield Jeffrey C. | See Remarks | M - OptEx | — | -3,779 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-03-14 | M | A | 412 | — | 5,587 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2023-03-14 | F | D | 267 | $15.52 | 4,847 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-03-14 | M | A | 540 | — | 5,387 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2023-03-14 | F | D | 212 | $15.52 | 5,175 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-03-14 | M | A | 681 | — | 5,114 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 6 | Common | Ordinary Shares | 2023-03-14 | F | D | 162 | $15.52 | 5,425 | D | — | — | |
| 7 | Common | Ordinary Shares | 2023-03-13 | M | A | 1,179 | — | 4,309 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 8 | Common | Ordinary Shares | 2023-03-13 | F | D | 463 | $15.30 | 3,846 | D | — | — | |
| 9 | Common | Ordinary Shares | 2023-03-13 | M | A | 967 | — | 4,813 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 10 | Common | Ordinary Shares | 2023-03-13 | F | D | 380 | $15.30 | 4,433 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-03-14 | M | D | 412 | — | 1,240 | D | — · — to — | 412 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F8) The amount above includes 40 additional Restricted Stock Units accrued related to dividend reinvestment rights. (F7) The remaining Restricted Stock Units vest in three equal annual installments beginning on March 14, 2024. The amount above includes 12 additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 12 | Derivative | Restricted Stock Units | 2023-03-14 | M | D | 681 | — | 0 | D | — · — to — | 681 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The Restricted Stock Units are fully vested. The amount above includes 81 additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 13 | Derivative | Restricted Stock Units | 2023-03-13 | M | D | 967 | — | 968 | D | — · — to — | 967 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) Represents performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2022. The remaining balance will vest on March 13, 2024. |
| 14 | Derivative | Restricted Stock Units | 2023-03-13 | M | D | 1,179 | — | 1,184 | D | — · — to — | 1,179 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The amount above includes 109 additional Restricted Stock Units accrued related to dividend reinvestment rights. (F2) The remaining Restricted Stock Units vest on March 13, 2024. The amount above includes 104 additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 15 | Derivative | Restricted Stock Units | 2023-03-14 | M | D | 540 | — | 0 | D | — · — to — | 540 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) Represents performance-based Restricted Stock Units (at 50% target) awarded on March 14, 2019. One half of the performance-based Restricted Stock Units vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021.The remaining balance vested on March 14, 2023. |