Form 4 for CELU Celularity Inc
Accepted 2025-04-15 00:00:00 ET · period of report 2025-04-13 · accession 0001641172-25-004822 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-15 | 2025-04-13 | CELU | Haines John R | Senior Exec VP | F - Tax | $1.64 | -577 | 29.1K | -2% | -$946.28 |
| D | 2025-04-15 | 2025-04-13 | CELU | Haines John R | Senior Exec VP | M - OptEx | $0.00 | +1,641 | 29.7K | +6% | $0 |
| D | 2025-04-15 | 2025-04-13 | CELU | Haines John R | Senior Exec VP | M - OptEx | $0.00 | -1,641 | 1,641 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-04-13 | F | D | 577 | $1.64 | 29,121 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-04-13 | M | A | 1,641 | $0.00 | 29,698 | D | — | — | (F1) Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022. |
| 3 | Derivative | Restricted Stock Units | 2025-04-13 | M | D | 1,641 | $0.00 | 1,641 | D | — · — to — | 1,641 Class A Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock. (F4) On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2025. The Class a common stock into which such vested RSUs converted on April 13, 2025 is reported in Table I on this Form 4. |