Form 4 for FLUX Flux Power Holdings, Inc.
Accepted 2025-04-21 00:00:00 ET · period of report 2025-04-18 · accession 0001641172-25-005541 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-04-21 | 2025-04-18 | FLUX | Johnson Michael | Dir, 10% | M - OptEx | — | +17.1K | 4.20M | +0.4% | — |
| D | 2025-04-21 | 2025-04-18 | FLUX | Johnson Michael | Dir, 10% | M - OptEx | — | -17.1K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-18 | M | A | 17,057 | — | 4,204,991 | I By Esenjay Investments, LLC | — | — | (F1) Represents the number of common stock issued upon the vesting of 17,057 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. (F3) Consists of 56,311 shares of common stock directly held by the Reporting Person and 4,148,680 indirectly held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay. |
| 2 | Derivative | Restricted Stock Unit | 2025-04-18 | M | D | 17,057 | — | 0 | D | — · — to — | 17,057 Common Stock | (F2) This award was granted on April 18, 2024. 17,057 RSUs vested on April 18, 2025. (F1) Represents the number of common stock issued upon the vesting of 17,057 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. |