Form 4 for MOBX MOBIX LABS, INC
Accepted 2025-05-12 00:00:00 ET · period of report 2025-04-10 · accession 0001641172-25-009783 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-12 | 2025-04-10+ | MOBX | SANSONE PHILIP | Interim CEO | A - Grant | — | +1.00M | 435.9K | New | — |
| DM | 2025-05-12 | 2025-04-10 | MOBX | SANSONE PHILIP | Interim CEO | D - Sale to Iss | $0.00 | -172.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-04-15 | A | A | 600,000 | — | 1,035,885 | D | — | — | (F2) These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 15, 2025 and are 90% vested on the grant date (April 15, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date. (F3) These RSUs were issued upon cancellation of the stock options described in footnote 4 below. |
| 2 | Common | Class A Common Stock | 2025-04-10 | A | A | 400,000 | — | 435,885 | D | — | — | (F1) These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are 90% vested on the grant date (April 10, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date. (F3) These RSUs were issued upon cancellation of the stock options described in footnote 4 below. |
| 3 | Derivative | Stock Options (Right to Buy) | 2025-04-10 | D | D | 426 | $0.00 | 0 | D | $6.84 · — to 2032-04-04 | 426 Class A Common Stock | (F5) These stock options were fully vested and exercisable. |
| 4 | Derivative | Stock Options (Right to Buy) | 2025-04-10 | D | D | 10,000 | $0.00 | 0 | D | $4.18 · — to 2030-08-10 | 10,000 Class A Common Stock | (F5) These stock options were fully vested and exercisable. |
| 5 | Derivative | Stock Options (Right to Buy) | 2025-04-10 | D | D | 161,758 | $0.00 | 0 | D | $4.18 · — to 2030-08-10 | 161,758 Class A Common Stock | (F6) These stock options would have been fully vested and exercisable on 9/30/2025. |