Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2025-07-22 00:00:00 ET · period of report 2025-07-18 · accession 0001641172-25-020632 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-07-22 | 2025-07-18 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | M - OptEx | $1.23 | +442.0K | 12.94M | +4% | +$541.7K |
| DM | 2025-07-22 | 2025-07-18 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | F - Tax | $11.70 | -46.3K | 12.92M | -0.4% | -$541.7K |
| DM | 2025-07-22 | 2025-07-18 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | M - OptEx | $0.00 | -442.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-18 | M | A | 25,316 | $3.95 | 12,926,524 | D | — | — | (F1) The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned. |
| 2 | Common | Common Stock | 2025-07-18 | M | A | 416,667 | $1.06 | 12,938,958 | D | — | — | (F1) The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned. |
| 3 | Common | Common Stock | 2025-07-18 | F | D | 37,750 | $11.70 | 12,901,208 | D | — | — | (F1) The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned. |
| 4 | Common | Common Stock | 2025-07-18 | F | D | 8,547 | $11.70 | 12,917,977 | D | — | — | (F1) The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2025-07-18 | M | D | 416,667 | $0.00 | 416,667 | D | $1.06 · 2025-05-15 to 2033-05-15 | 416,667 Common Stock | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2025-07-18 | M | D | 25,316 | $0.00 | 0 | D | $3.95 · 2021-03-31 to 2031-03-31 | 25,316 Common Stock |