Form 4 for HROW HARROW, INC.
Accepted 2025-07-23 00:00:00 ET · period of report 2025-07-21 · accession 0001641172-25-020751 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-07-23 | 2025-07-21 | HROW | BAUM MARK L | CEO, Dir, 10% | F - Tax | $37.08 | -313.3K | 2.89M | -10% | -$11.62M |
| D | 2025-07-23 | 2025-07-21 | HROW | BAUM MARK L | CEO, Dir, 10% | M - OptEx | $7.87 | +600.0K | 3.20M | +23% | +$4.72M |
| D | 2025-07-23 | 2015-07-31 | HROW | BAUM MARK L | CEO, Dir, 10% | M - OptEx | $0.00 | -600.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2025-07-21 | F | D | 313,338 | $37.08 | 2,886,124 | D | — | — | |
| 2 | Common | Common stock | 2025-07-21 | M | A | 600,000 | $7.87 | 3,199,462 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2015-07-31 | M | D | 600,000 | $0.00 | 0 | D | $7.87 · — to 2025-07-31 | 600,000 Common Stock | (F1) Represents stock options granted to Mr. Baum on July 31, 2015, and amended on June 4, 2020, under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested upon achievement and maintenance of certain Harrow common stock-price-based performance targets. The Company withheld a total of 313,338 shares from issuance to Mr. Baum for: (i) 127,346 shares withheld as consideration for the cashless exercise of the option; and (ii) an additional 185,992 shares of common stock were withheld from issuance to Mr. Baum for payroll tax purposes. |