Form 4 for UPST Upstart Holdings, Inc.
Accepted 2025-06-13 00:00:00 ET · period of report 2025-06-11 · accession 0001647639-25-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-06-13 | 2025-06-11 | UPST | Darling Scott | CLO | S - Sale+OE | $60.00 | -3,000 | 137.0K | -2% | -$180.0K |
| D | 2025-06-13 | 2025-06-11 | UPST | Darling Scott | CLO | M - OptEx | $13.22 | +3,000 | 140.0K | +2% | +$39.7K |
| D | 2025-06-13 | 2025-06-11 | UPST | Darling Scott | CLO | M - OptEx | $13.22 | -3,000 | 220.5K | -1% | -$39.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-11 | S | D | 3,000 | $60.00 | 137,014 | D | — | — | |
| 2 | Common | Common Stock | 2025-06-11 | M | A | 3,000 | $13.22 | 140,014 | D | — | — | (F2) Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2025-06-11 | M | D | 3,000 | $13.22 | 220,527 | D | $13.22 · — to 2032-12-31 | 3,000 Common Stock | (F3) 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |