Form 4 for LITE Lumentum
Accepted 2026-08-27 21:57:09 ET · period of report 2026-08-25 · accession 0001648256-26-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MT | 2026-08-27 21:57 | 2026-08-25 | LITE | Retort Vincent | SEE REMARKS | S - Sale | $852.59 | -38.7K | 78.4K | -33% | -$32.96M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-25 | S | D | 360 | $842.22 | 116,743 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F2) These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. |
| 2 | Common | Common Stock | 2026-08-25 | S | D | 1,213 | $843.60 | 115,530 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F3) These sales were executed in multiple trades at prices ranging from $843.00 to $843.93. |
| 3 | Common | Common Stock | 2026-08-25 | S | D | 1,053 | $844.61 | 114,477 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F4) These sales were executed in multiple trades at prices ranging from $844.00 to $844.93. |
| 4 | Common | Common Stock | 2026-08-25 | S | D | 631 | $845.63 | 113,846 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F5) These sales were executed in multiple trades at prices ranging from $845.00 to $845.99. |
| 5 | Common | Common Stock | 2026-08-25 | S | D | 2,073 | $846.44 | 111,773 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F6) These sales were executed in multiple trades at prices ranging from $846.00 to $846.99. |
| 6 | Common | Common Stock | 2026-08-25 | S | D | 2,121 | $847.52 | 109,652 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F7) These sales were executed in multiple trades at prices ranging from $847.00 to $847.99. |
| 7 | Common | Common Stock | 2026-08-25 | S | D | 1,102 | $848.66 | 108,550 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F8) These sales were executed in multiple trades at prices ranging from $848.075 to $849.05. |
| 8 | Common | Common Stock | 2026-08-25 | S | D | 1,528 | $849.71 | 107,022 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F9) These sales were executed in multiple trades at prices ranging from $849.08 to $850.03. |
| 9 | Common | Common Stock | 2026-08-25 | S | D | 3,017 | $850.66 | 104,005 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F10) These sales were executed in multiple trades at prices ranging from $850.17 to $851.04. |
| 10 | Common | Common Stock | 2026-08-25 | S | D | 4,426 | $851.68 | 99,579 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F11) These sales were executed in multiple trades at prices ranging from $851.175 to $852.17. |
| 11 | Common | Common Stock | 2026-08-25 | S | D | 3,711 | $852.60 | 95,868 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F12) These sales were executed in multiple trades at prices ranging from $852.175 to $853.17. |
| 12 | Common | Common Stock | 2026-08-25 | S | D | 2,465 | $853.62 | 93,403 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F13) These sales were executed in multiple trades at prices ranging from $853.18 to $854.17. |
| 13 | Common | Common Stock | 2026-08-25 | S | D | 3,486 | $854.89 | 89,917 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F14) These sales were executed in multiple trades at prices ranging from $854.295 to $855.17. |
| 14 | Common | Common Stock | 2026-08-25 | S | D | 800 | $855.84 | 89,117 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F15) These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725. |
| 15 | Common | Common Stock | 2026-08-25 | S | D | 4,676 | $856.71 | 84,441 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F16) These sales were executed in multiple trades at prices ranging from $856.46 to $857.43. |
| 16 | Common | Common Stock | 2026-08-25 | S | D | 3,511 | $857.95 | 80,930 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F17) These sales were executed in multiple trades at prices ranging from $857.53 to $858.51. |
| 17 | Common | Common Stock | 2026-08-25 | S | D | 188 | $858.82 | 80,742 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F18) These sales were executed in multiple trades at prices ranging from $858.595 to $859.42. |
| 18 | Common | Common Stock | 2026-08-25 | S | D | 2,302 | $860.05 | 78,440 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. (F19) These sales were executed in multiple trades at prices ranging from $859.99 to $860.83. |