Form 4 for PEN Penumbra Inc
Accepted 2025-05-09 00:00:00 ET · period of report 2025-05-07 · accession 0001651323-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-09 | 2025-05-07 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $289.37 | -16.6K | 77.0K | -18% | -$4.82M |
| D | 2025-05-09 | 2025-05-07 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +28.0K | 91.9K | +44% | +$839.3K |
| D | 2025-05-09 | 2025-05-07 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -28.0K | 251.8K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-07 | S | D | 4,500 | $288.25 | 84,037 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $287.87 to $288.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-05-07 | S | D | 1,575 | $293.21 | 75,327 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $293.00 to $293.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2025-05-07 | S | D | 50 | $292.41 | 76,902 | D | — | — | |
| 4 | Common | Common Stock | 2025-05-07 | M | A | 27,976 | $30.00 | 91,887 | D | — | — | |
| 5 | Common | Common Stock | 2025-05-07 | S | D | 3,350 | $287.26 | 88,537 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $286.87 to $287.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2025-05-07 | S | D | 90 | $295.00 | 75,237 | D | — | — | |
| 7 | Common | Common Stock | 2025-05-07 | S | D | 2,924 | $289.45 | 81,113 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $288.96 to $289.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2025-05-07 | S | D | 3,205 | $290.31 | 77,908 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $289.91 to $290.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2025-05-07 | S | D | 956 | $291.62 | 76,952 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $291.08 to $291.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Derivative | Stock Option (right to buy) | 2025-05-07 | M | D | 27,976 | $0.00 | 251,788 | D | $30.00 · — to 2025-09-16 | 27,976 Common Stock | (F9) All shares are vested and exercisable. |