Form 4 for PEN Penumbra Inc
Accepted 2025-05-16 00:00:00 ET · period of report 2025-05-14 · accession 0001651323-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-16 | 2025-05-14 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $298.22 | -16.6K | 103.1K | -14% | -$4.95M |
| D | 2025-05-16 | 2025-05-14 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +28.0K | 103.2K | +37% | +$839.3K |
| D | 2025-05-16 | 2025-05-14 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -28.0K | 223.8K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-14 | S | D | 101 | $299.96 | 86,613 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $299.84 to $299.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-05-14 | S | D | 3,723 | $299.21 | 86,714 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $298.86 to $299.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2025-05-14 | S | D | 10,164 | $298.31 | 90,437 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $297.88 to $298.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2025-05-14 | S | D | 1,550 | $297.05 | 100,601 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $297.00 to $297.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2025-05-14 | S | D | 962 | $296.35 | 102,151 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $296.13 to $296.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2025-05-14 | M | A | 27,976 | $30.00 | 103,213 | D | — | — | |
| 7 | Common | Common Stock | 2025-05-14 | S | D | 100 | $286.82 | 103,113 | D | — | — | |
| 8 | Derivative | Stock Option (right to buy) | 2025-05-14 | M | D | 27,976 | $0.00 | 223,812 | D | $30.00 · — to 2025-09-16 | 27,976 Common Stock | (F8) All shares are vested and exercisable. |