Form 4 for PEN Penumbra Inc
Accepted 2025-06-13 00:00:00 ET · period of report 2025-06-11 · accession 0001651323-25-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-06-13 | 2025-06-11 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $253.67 | -15.9K | 111.9K | -12% | -$4.04M |
| D | 2025-06-13 | 2025-06-11 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +28.0K | 126.3K | +28% | +$839.3K |
| D | 2025-06-13 | 2025-06-11 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -28.0K | 167.9K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-11 | S | D | 900 | $251.83 | 124,065 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $251.75 to $251.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-06-11 | S | D | 1,403 | $254.79 | 110,527 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $254.72 to $254.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2025-06-11 | M | A | 27,976 | $30.00 | 126,265 | D | — | — | |
| 4 | Common | Common Stock | 2025-06-11 | S | D | 1,300 | $251.19 | 124,965 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $250.72 to $251.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2025-06-11 | S | D | 172 | $255.73 | 110,355 | D | — | — | |
| 6 | Common | Common Stock | 2025-06-11 | S | D | 3,544 | $253.34 | 120,521 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $252.81 to $253.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2025-06-11 | S | D | 8,591 | $254.15 | 111,930 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $253.81 to $254.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (right to buy) | 2025-06-11 | M | D | 27,976 | $0.00 | 167,860 | D | $30.00 · — to 2025-09-16 | 27,976 Common Stock | (F8) All shares are vested and exercisable. |