Form 4 for PEN Penumbra Inc
Accepted 2025-06-27 00:00:00 ET · period of report 2025-06-25 · accession 0001651323-25-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-06-27 | 2025-06-25 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $253.40 | -15.9K | 122.6K | -11% | -$4.03M |
| D | 2025-06-27 | 2025-06-25 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +28.0K | 138.3K | +25% | +$839.3K |
| D | 2025-06-27 | 2025-06-25 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -28.0K | 139.9K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-25 | S | D | 2,530 | $254.42 | 125,233 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $254.14 to $254.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-06-25 | S | D | 1,530 | $255.63 | 123,703 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $255.12 to $256.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2025-06-25 | S | D | 195 | $257.12 | 122,441 | D | — | — | |
| 4 | Common | Common Stock | 2025-06-25 | S | D | 1,702 | $253.43 | 127,763 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $253.14 to $254.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2025-06-25 | S | D | 6,422 | $252.68 | 129,465 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $252.29 to $253.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2025-06-25 | S | D | 2,444 | $251.26 | 135,887 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $251.11 to $251.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2025-06-25 | M | A | 27,976 | $30.00 | 138,331 | D | — | — | |
| 8 | Common | Common Stock | 2025-06-25 | S | D | 1,067 | $256.35 | 122,636 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $256.11 to $256.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Derivative | Stock Option (right to buy) | 2025-06-25 | M | D | 27,976 | $0.00 | 139,884 | D | $30.00 · — to 2025-09-16 | 27,976 Common Stock | (F9) All shares are vested and exercisable. |