Form 4 for PEN Penumbra Inc
Accepted 2025-07-11 00:00:00 ET · period of report 2025-07-09 · accession 0001651323-25-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-07-11 | 2025-07-09 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $243.75 | -16.0K | 147.8K | -10% | -$3.90M |
| D | 2025-07-11 | 2025-07-09 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +28.0K | 150.4K | +23% | +$839.3K |
| D | 2025-07-11 | 2025-07-09 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -28.0K | 111.9K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-09 | S | D | 1,395 | $241.09 | 149,022 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $240.43 to $241.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-07-09 | S | D | 175 | $248.79 | 134,432 | D | — | — | |
| 3 | Common | Common Stock | 2025-07-09 | S | D | 450 | $247.92 | 134,607 | D | — | — | |
| 4 | Common | Common Stock | 2025-07-09 | S | D | 1,110 | $245.90 | 135,057 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $245.69 to $246.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2025-07-09 | S | D | 2,379 | $244.71 | 136,167 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $244.43 to $245.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2025-07-09 | S | D | 5,710 | $243.97 | 138,546 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $243.45 to $244.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2025-07-09 | S | D | 3,522 | $242.97 | 144,256 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $242.55 to $243.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2025-07-09 | S | D | 1,244 | $241.96 | 147,778 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $241.62 to $242.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2025-07-09 | M | A | 27,976 | $30.00 | 150,417 | D | — | — | |
| 10 | Derivative | Stock Option (right to buy) | 2025-07-09 | M | D | 27,976 | $0.00 | 111,908 | D | $30.00 · — to 2025-09-16 | 27,976 Common Stock | (F9) All shares are vested and exercisable. |