Form 4 for PEN Penumbra Inc
Accepted 2025-07-25 00:00:00 ET · period of report 2025-07-23 · accession 0001651323-25-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-07-25 | 2025-07-23 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $233.16 | -16.1K | 158.8K | -9% | -$3.77M |
| D | 2025-07-25 | 2025-07-23 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +28.0K | 162.4K | +21% | +$839.3K |
| D | 2025-07-25 | 2025-07-23 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -28.0K | 83.9K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-23 | S | D | 8,621 | $233.29 | 150,158 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $232.77 to $233.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-07-23 | M | A | 27,976 | $30.00 | 162,408 | D | — | — | |
| 3 | Common | Common Stock | 2025-07-23 | S | D | 3,900 | $233.86 | 146,258 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $233.63 to $234.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2025-07-23 | S | D | 3,629 | $232.11 | 158,779 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $231.60 to $232.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Stock Option (right to buy) | 2025-07-23 | M | D | 27,976 | $0.00 | 83,932 | D | $30.00 · — to 2025-09-16 | 27,976 Common Stock | (F6) All shares are vested and exercisable. |