Form 4 for BIRD Smartbird, Inc.
Accepted 2022-07-28 00:00:00 ET · period of report 2022-07-27 · accession 0001653909-22-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-07-28 | 2022-07-27 | BIRD | Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 | 10% | C - Cnv Deriv | $0.00 | +1.33M | 664.3K | New | $0 |
| DMI | 2022-07-28 | 2022-07-27 | BIRD | Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 | 10% | G - Gift | $0.00 | -1.33M | 0 | -100% | $0 |
| DMI | 2022-07-28 | 2022-07-27 | BIRD | Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 | 10% | C - Cnv Deriv | $0.00 | -1.33M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-07-27 | C | A | 664,330 | $0.00 | 664,330 | I By GRAT | — | — | (F5) Shares are held of record by Lindsay T. Brown, as Trustee of The Lindsay Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person's spouse is trustee and may be deemed to share voting and investment power over such shares. |
| 2 | Common | Class A Common Stock | 2022-07-27 | G | D | 664,330 | $0.00 | 0 | I By GRAT | — | — | (F2) Shares are held of record by Timothy O. Brown, as Trustee of The Timothy Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person is trustee and has voting and investment power over such shares. |
| 3 | Common | Class A Common Stock | 2022-07-27 | C | A | 664,330 | $0.00 | 664,330 | I By GRAT | — | — | (F2) Shares are held of record by Timothy O. Brown, as Trustee of The Timothy Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person is trustee and has voting and investment power over such shares. |
| 4 | Common | Class A Common Stock | 2022-07-27 | G | D | 664,330 | $0.00 | 0 | I By GRAT | — | — | (F5) Shares are held of record by Lindsay T. Brown, as Trustee of The Lindsay Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person's spouse is trustee and may be deemed to share voting and investment power over such shares. |
| 5 | Derivative | Class B Common Stock | 2022-07-27 | C | D | 664,330 | $0.00 | 0 | I By GRAT | — · — to — | 664,330 Class A Common Stock | (F5) Shares are held of record by Lindsay T. Brown, as Trustee of The Lindsay Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person's spouse is trustee and may be deemed to share voting and investment power over such shares. (F7) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 6 | Derivative | Class B Common Stock | 2022-07-27 | C | D | 664,330 | $0.00 | 0 | I By GRAT | — · — to — | 664,330 Class A Common Stock | (F2) Shares are held of record by Timothy O. Brown, as Trustee of The Timothy Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person is trustee and has voting and investment power over such shares. (F7) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |