Form 4 for BIRD Smartbird, Inc.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-23 · accession 0001653909-23-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-02-24 | 2023-02-23 | BIRD | Zwillinger Joseph | Co-CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +7,256 | 7,256 | New | $0 |
| DI | 2023-02-24 | 2023-02-23 | BIRD | Zwillinger Joseph | Co-CEO, Dir, 10% | S - Sale | $2.75 | -7,256 | 0 | -100% | -$20.0K |
| DI | 2023-02-24 | 2023-02-23 | BIRD | Zwillinger Joseph | Co-CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -7,256 | 10.94M | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-23 | C | A | 7,256 | $0.00 | 7,256 | I By Trust | — | — | (F2) Shares are held of record by Joseph Z. Zwillinger and Elizabeth L. Zwillinger, as Trustees of the Twin Wolves Revocable Trust under Revocable Trust Agreement dated September 27, 2017, of which the Reporting Person is co-trustee and shares voting and investment power over such shares. |
| 2 | Common | Class A Common Stock | 2023-02-23 | S | D | 7,256 | $2.75 | 0 | I By Trust | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.765, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. (F2) Shares are held of record by Joseph Z. Zwillinger and Elizabeth L. Zwillinger, as Trustees of the Twin Wolves Revocable Trust under Revocable Trust Agreement dated September 27, 2017, of which the Reporting Person is co-trustee and shares voting and investment power over such shares. |
| 3 | Derivative | Class B Common Stock | 2023-02-23 | C | D | 7,256 | $0.00 | 10,935,945 | I By Trust | $0.00 · — to — | 7,256 Class A Common Stock | (F2) Shares are held of record by Joseph Z. Zwillinger and Elizabeth L. Zwillinger, as Trustees of the Twin Wolves Revocable Trust under Revocable Trust Agreement dated September 27, 2017, of which the Reporting Person is co-trustee and shares voting and investment power over such shares. (F1) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |