Form 4 for URG UR-ENERGY INC
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001654954-21-011848 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-09 | 2021-11-05 | URG | SMITH ROGER L. | CFO | M - OptEx | $1.90 | +40.5K | 381.9K | +12% | +$77.0K |
| D | 2021-11-09 | 2021-11-05 | URG | SMITH ROGER L. | CFO | M - OptEx | $0.00 | -57.0K | 88.9K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2021-11-05 | M | A | 40,548 | $1.90 | 381,884 | D | — | — | (F1) On November 5, 2019, the reporting person was granted 57,030 Restricted Share Units ("RSUs"). On redemption, 16,482 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 40,548 common shares. (F2) The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca. |
| 2 | Derivative | Restricted share units (exchange for common stock) | 2021-11-05 | M | D | 57,030 | $0.00 | 88,906 | D | — · — to — | 57,030 Common shares | (F3) Each RSU is redeemable upon vesting for one common share. (F4) The RSUs became redeemable on November 5, 2021. |