Form 4 for URG UR-ENERGY INC
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001654954-21-011868 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-09 | 2021-11-05 | URG | BOBERG W. WILLIAM | Dir | S - Sale+OE | $1.85 | -42.2K | 942.8K | -4% | -$78.2K |
| DM | 2021-11-09 | 2021-11-05 | URG | BOBERG W. WILLIAM | Dir | M - OptEx | $0.9494 | +176.4K | 857.0K | +26% | +$167.5K |
| DM | 2021-11-09 | 2021-11-05 | URG | BOBERG W. WILLIAM | Dir | M - OptEx | $0.00 | -176.4K | 721.5K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-11-05 | S | D | 42,247 | $1.85 | 942,762 | D | — | — | (F6) The shares were sold at $2.3093 Canadian dollars; $1.8546 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8031). |
| 2 | Common | Common Shares | 2021-11-05 | M | A | 128,000 | $0.59 | 985,009 | D | — | — | (F5) The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5863 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8031). |
| 3 | Common | Common Shares | 2021-11-05 | M | A | 48,394 | $1.90 | 857,009 | D | — | — | (F1) On November 5, 2019, the reporting person was granted 48,394 Restricted Share Units ("RSUs"). On redemption, the reporting person received 48,394 common shares. (F2) The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca. |
| 4 | Derivative | Restricted share units (exchange for common stock) | 2021-11-05 | M | D | 48,394 | $0.00 | 75,443 | D | — · — to — | 48,394 Common Shares | (F3) Each RSU is redeemable upon vesting for one common share. (F4) The RSUs became redeemable on November 5, 2021. |
| 5 | Derivative | Common share options (right to buy) | 2021-11-05 | M | D | 128,000 | $0.00 | 721,526 | D | $0.59 · — to 2021-12-16 | 128,000 Common shares | (F5) The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5863 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8031). (F7) The options granted on 12/16/2016 vested and became exercisable as follows: 12,800 on 12/16/2016; 28,160 on 5/2/2017; 28,160 on 9/16/2017; 28,160 on 1/31/2018; and 30,720 on 6/16/2018. |