Form 4 for URG UR-ENERGY INC
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001654954-21-011966 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-08 | URG | HATTEN STEVEN M. | VP Ops | M - OptEx | $0.72 | +100.0K | 316.4K | +46% | +$72.0K |
| D | 2021-11-10 | 2021-11-08 | URG | HATTEN STEVEN M. | VP Ops | S - Sale+OE | $2.05 | -100.0K | 216.4K | -32% | -$205.0K |
| D | 2021-11-10 | 2021-11-08 | URG | HATTEN STEVEN M. | VP Ops | M - OptEx | $0.00 | -100.0K | 615.3K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2021-11-08 | M | A | 100,000 | $0.72 | 316,420 | D | — | — | (F1) The options were exercised, and the shares were acquired, at $0.90 Canadian dollars; $0.7229 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033). |
| 2 | Common | Common shares | 2021-11-08 | S | D | 100,000 | $2.05 | 216,420 | D | — | — | (F2) The shares were sold at $2.558 Canadian dollars; $2.0548 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033). |
| 3 | Derivative | Common share options (right to buy) | 2021-11-08 | M | D | 100,000 | $0.00 | 615,259 | D | $0.72 · — to 2022-12-15 | 100,000 Common shares | (F1) The options were exercised, and the shares were acquired, at $0.90 Canadian dollars; $0.7229 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033). (F3) The original 134,566 options granted on 12/15/2017 vested and became exercisable as follows: 44,407 on 12/15/2018; 44,407 on 12/15/19; and 45,752 on 12/15/2020. |