Form 4 for URG UR-ENERGY INC
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001654954-21-011967 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-08 | URG | SMITH ROGER L. | CFO | S - Sale+OE | $1.93 | -141.2K | 381.9K | -27% | -$272.5K |
| D | 2021-11-10 | 2021-11-08 | URG | SMITH ROGER L. | CFO | M - OptEx | $0.59 | +141.2K | 523.1K | +37% | +$83.3K |
| D | 2021-11-10 | 2021-11-08 | URG | SMITH ROGER L. | CFO | M - OptEx | $0.00 | -141.2K | 907.8K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-11-08 | S | D | 141,184 | $1.93 | 381,884 | D | — | — | (F2) The shares were sold at $2.40 Canadian dollars; $1.9279 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033). |
| 2 | Common | Common Shares | 2021-11-08 | M | A | 141,184 | $0.59 | 523,068 | D | — | — | (F1) The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5864 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033). |
| 3 | Derivative | Common share options (right to buy) | 2021-11-08 | M | D | 141,184 | $0.00 | 907,803 | D | $0.59 · — to 2021-12-16 | 141,184 Common shares | (F1) The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5864 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033). (F3) The original 241,184 options granted on 12/16/2016 vested and became exercisable as follows: 24,118 on 12/16/2016; 53,061 on 5/2/2017; 53,060 on 9/16/2017; 53,061 on 1/31/2018; and 57,884 on 6/16/2018. |