Form 4 for LPTH LIGHTPATH TECHNOLOGIES INC
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-11 · accession 0001654954-21-012280 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-15 | 2021-11-12 | LPTH | CREVISTON STEVEN E | Dir | M - OptEx | — | +3,934 | 3,934 | New | — |
| D | 2021-11-15 | 2021-11-11 | LPTH | CREVISTON STEVEN E | Dir | A - Grant | $0.00 | +32.1K | 32.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-11-12 | M | A | 3,934 | — | 3,934 | D | — | — | (F1) Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. |
| 2 | Derivative | Restricted stock unit | 2021-11-11 | A | A | 32,086 | $0.00 | 32,086 | D | — · — to — | 32,086 Class A common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F3) The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. |