Form 4 for URG UR-ENERGY INC
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-16 · accession 0001654954-21-012372 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-16 | URG | FRANKLIN JAMES M. | Dir | M - OptEx | $0.58 | +128.0K | 709.1K | +22% | +$74.2K |
| D | 2021-11-17 | 2021-11-16 | URG | FRANKLIN JAMES M. | Dir | S - Sale+OE | $1.85 | -128.0K | 581.1K | -18% | -$236.8K |
| D | 2021-11-17 | 2021-11-16 | URG | FRANKLIN JAMES M. | Dir | M - OptEx | $0.00 | -128.0K | 721.5K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2021-11-16 | M | A | 128,000 | $0.58 | 709,076 | D | — | — | (F1) The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5817 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968). |
| 2 | Common | Common shares | 2021-11-16 | S | D | 128,000 | $1.85 | 581,076 | D | — | — | (F2) The shares were sold at $2.3237 Canadian dollars; $1.8515 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968). |
| 3 | Derivative | Common share options (right to buy) | 2021-11-16 | M | D | 128,000 | $0.00 | 721,526 | D | $0.58 · — to 2021-12-16 | 128,000 Common shares | (F1) The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5817 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968). (F3) The original 128,000 options granted on 12/16/2016 vested and became exercisable as follows: 12,800 on 12/16/2016; 28,160 on 05/02/2017; 28,160 on 09/16/2017; 28,160 on 01/31/2018; and 30,720 on 06/16/2018. |