Form 4 for PTC PTC Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001654954-21-012383 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-15 | PTC | Richardson Troy | COO, EVP Digital Thread | M - OptEx | $0.00 | +22.8K | 22.8K | New | $0 |
| D | 2021-11-17 | 2021-11-15 | PTC | Richardson Troy | COO, EVP Digital Thread | F - Tax | $120.05 | -11.3K | 16.5K | -41% | -$1.36M |
| D | 2021-11-17 | 2021-11-15 | PTC | Richardson Troy | COO, EVP Digital Thread | A - Grant | $0.00 | +5,060 | 27.8K | +22% | $0 |
| DM | 2021-11-17 | 2021-11-15 | PTC | Richardson Troy | COO, EVP Digital Thread | M - OptEx | $0.00 | -22.8K | 17.6K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | M | A | 22,755 | $0.00 | 22,755 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-15 | F | D | 11,298 | $120.05 | 16,517 | D | — | — | (F2) Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced. |
| 3 | Common | Common Stock | 2021-11-15 | A | A | 5,060 | $0.00 | 27,815 | D | — | — | (F1) Shares earned under FY21 Corporate Incentive Plan. |
| 4 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 5,282 | $0.00 | 5,280 | D | — · — to — | 5,282 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F6) Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021. |
| 5 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 3,395 | $0.00 | 5,280 | D | — · — to — | 3,395 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F7) Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021. |
| 6 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 5,281 | $0.00 | 10,561 | D | — · — to — | 5,281 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F5) RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023. |
| 7 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 8,797 | $0.00 | 17,593 | D | — · — to — | 8,797 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F4) RSUs granted on November 16, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023. |