Form 4 for PTC PTC Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001654954-21-012386 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-15 | PTC | Talvitie Kristian | EVP, CFO | F - Tax | $120.05 | -21.4K | 51.7K | -29% | -$2.57M |
| D | 2021-11-17 | 2021-11-15 | PTC | Talvitie Kristian | EVP, CFO | A - Grant | $0.00 | +4,632 | 73.1K | +7% | $0 |
| D | 2021-11-17 | 2021-11-15 | PTC | Talvitie Kristian | EVP, CFO | M - OptEx | $0.00 | +46.4K | 68.4K | +211% | $0 |
| DM | 2021-11-17 | 2021-11-15 | PTC | Talvitie Kristian | EVP, CFO | M - OptEx | $0.00 | -45.2K | 5,720 | -89% | $0 |
| DM | 2021-11-17 | 2021-11-15 | PTC | Talvitie Kristian | EVP, CFO | A - Grant | $0.00 | +19.7K | 990 | New | $0 |
| D | 2021-11-17 | 2021-11-15 | PTC | Talvitie Kristian | EVP, CFO | O - OTM Ex | $0.00 | -1,244 | 1,244 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | F | D | 21,392 | $120.05 | 51,687 | D | — | — | (F2) Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced. |
| 2 | Common | Common Stock | 2021-11-15 | A | A | 4,632 | $0.00 | 73,079 | D | — | — | (F1) Shares earned under FY21 Corporate Incentive Plan. |
| 3 | Common | Common Stock | 2021-11-15 | M | A | 46,405 | $0.00 | 68,447 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 4,278 | $0.00 | 0 | D | — · — to — | 4,278 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F4) RSUs granted on May 15, 2019 that vested on November 15, 2021. |
| 5 | Derivative | Restricted Stock Units | 2021-11-15 | A | A | 8,556 | $0.00 | 8,556 | D | — · — to — | 8,556 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F5) Performance based RSUs granted on on May 15, 2019 that vested on November 15, 2021. |
| 6 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 8,556 | $0.00 | 0 | D | — · — to — | 8,556 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F5) Performance based RSUs granted on on May 15, 2019 that vested on November 15, 2021. |
| 7 | Derivative | Restricted Stock Units | 2021-11-15 | A | A | 4,409 | $0.00 | 4,409 | D | — · — to — | 4,409 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F6) Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| 8 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 4,409 | $0.00 | 0 | D | — · — to — | 4,409 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F6) Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| 9 | Derivative | Restricted Stock Units | 2021-11-15 | A | A | 4,833 | $0.00 | 4,833 | D | — · — to — | 4,833 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F7) Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| 10 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 4,833 | $0.00 | 0 | D | — · — to — | 4,833 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F7) Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| 11 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 6,071 | $0.00 | 6,071 | D | — · — to — | 6,071 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F8) RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. |
| 12 | Derivative | Restricted Stock Units | 2021-11-15 | O | D | 1,244 | $0.00 | 1,244 | D | — · — to — | 1,244 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F9) RSUs granted on May 18, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. |
| 13 | Derivative | Restricted Stock Units | 2021-11-15 | A | A | 903 | $0.00 | 903 | D | — · — to — | 903 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F10) Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| 14 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 903 | $0.00 | 0 | D | — · — to — | 903 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F10) Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| 15 | Derivative | Restricted Stock Units | 2021-11-15 | A | A | 990 | $0.00 | 990 | D | — · — to — | 990 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F11) Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| 16 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 990 | $0.00 | 0 | D | — · — to — | 990 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F11) Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| 17 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 5,721 | $0.00 | 11,442 | D | — · — to — | 5,721 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F12) RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023. |
| 18 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 5,722 | $0.00 | 5,720 | D | — · — to — | 5,722 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F13) Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021. |
| 19 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 3,678 | $0.00 | 5,720 | D | — · — to — | 3,678 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F14) Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021. |