Form 4 for URG UR-ENERGY INC

Accepted 2021-11-30 00:00:00 ET · period of report 2021-11-29 · accession 0001654954-21-012717 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-11-30	2021-11-29	URG	GOPLERUD PENNE A	Gen Counsel, Corp Sec	S - Sale+OE	$1.56	-150.0K	261.0K	-36%	-$234.0K
D	2021-11-30	2021-11-29	URG	GOPLERUD PENNE A	Gen Counsel, Corp Sec	M - OptEx	$0.57	+150.0K	411.0K	+57%	+$85.5K
D	2021-11-30	2021-11-29	URG	GOPLERUD PENNE A	Gen Counsel, Corp Sec	M - OptEx	$0.00	-150.0K	883.0K	-15%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2021-11-29	S	D	150,000	$1.56	261,033	D	—	—	(F2) The shares were sold at $1.9885 Canadian dollars; $1.5578 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834).
2	Common	Common Shares	2021-11-29	M	A	150,000	$0.57	411,033	D	—	—	(F1) The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834).
3	Derivative	Common share options (right to buy)	2021-11-29	M	D	150,000	$0.00	882,973	D	$0.57 · — to 2021-12-16	150,000 Common Shares	(F1) The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834). (F3) The original 216,836 options granted on 12/16/2016 vested and became exercisable as follows: 21,684 on 12/16/2016; 47,704 on 5/2/2017; 47,703 on 9/16/2017; 47,704 on 1/31/2018; and 52,041 on 6/16/2018.