Form 4 for URG UR-ENERGY INC
Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-08 · accession 0001654954-21-013003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-09 | 2021-12-08 | URG | GOPLERUD PENNE A | Gen Counsel, Corp Sec | S - Sale+OE | $1.45 | -66.8K | 261.0K | -20% | -$96.9K |
| D | 2021-12-09 | 2021-12-08 | URG | GOPLERUD PENNE A | Gen Counsel, Corp Sec | M - OptEx | $0.58 | +66.8K | 327.9K | +26% | +$38.8K |
| D | 2021-12-09 | 2021-12-08 | URG | GOPLERUD PENNE A | Gen Counsel, Corp Sec | M - OptEx | $0.00 | -66.8K | 816.1K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2021-12-08 | S | D | 66,836 | $1.45 | 261,033 | D | — | — | (F2) The shares were sold at $1.8325 Canadian dollars; $1.4495 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910). |
| 2 | Common | Common shares | 2021-12-08 | M | A | 66,836 | $0.58 | 327,869 | D | — | — | (F1) The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5774 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910). |
| 3 | Derivative | Common share options (right to buy) | 2021-12-08 | M | D | 66,836 | $0.00 | 816,137 | D | $0.58 · — to 2021-12-16 | 66,836 Common shares | (F1) The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5774 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910). (F3) The original 216,836 options granted on 12/16/2016 vested and became exercisable as follows: 21,684 on 12/16/2016; 47,704 on 5/2/2017; 47,703 on 9/16/2017; 47,704 on 1/31/2018; and 52,041 on 6/16/2018. |