Form 4 for AIMD Ainos, Inc.
Accepted 2021-12-28 00:00:00 ET · period of report 2021-12-27 · accession 0001654954-21-013554 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-28 | 2021-12-27 | AIMD | LIN LAWRENCE K | EVP - Ops | A - Grant | $0.68 | +2,946 | 253.2K | +1% | +$2,003 |
| DI | 2021-12-28 | 2021-12-27 | AIMD | LIN LAWRENCE K | EVP - Ops | M - OptEx | $0.25 | +413.4K | 413.4K | New | +$103.3K |
| DM | 2021-12-28 | 2021-08-01 | AIMD | LIN LAWRENCE K | EVP - Ops | A - Grant | — | 0 | 0 | New | — |
| DI | 2021-12-28 | 2021-12-27 | AIMD | LIN LAWRENCE K | EVP - Ops | D - Sale to Iss | — | 0 | 0 | New | — |
| DI | 2021-12-28 | 2020-11-25 | AIMD | LIN LAWRENCE K | EVP - Ops | A - Grant | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-12-27 | A | A | 2,946 | $0.68 | 253,223 | D See Footnote | — | — | (F1) (1) By i2China Management Group, LLC, of which the sole member is Lawrence K. Lin, who was appointed EVP Operations of Ainos, Inc. as of August 1, 2201. |
| 2 | Common | COMMON STOCK | 2021-12-27 | M | A | 413,368 | $0.25 | 413,368 | I | — | — | |
| 3 | Derivative | Non-Qualified Stock Option | 2021-08-01 | A | A | 0 | $0.00 | 0 | D | $0.38 · 2024-08-02 to 2031-08-01 | 166,667 Common Stock | |
| 4 | Derivative | Convertible Promissory Note | 2021-12-27 | D | A | 0 | $0.00 | 0 | I | $0.25 · 2021-12-28 to 2021-12-28 | 413,368 Common Stock | |
| 5 | Derivative | Non-Qualified Stock Option | 2021-08-01 | A | A | 0 | $0.00 | 0 | D | $0.38 · 2023-08-02 to 2031-08-01 | 166,667 Common Stock | |
| 6 | Derivative | Non-Qualified Stock Option | 2021-08-01 | A | A | 0 | $0.00 | 0 | D See Footnote | $0.38 · 2022-08-02 to 2031-08-01 | 166,667 Common Stock | (F1) (1) By i2China Management Group, LLC, of which the sole member is Lawrence K. Lin, who was appointed EVP Operations of Ainos, Inc. as of August 1, 2201. |
| 7 | Derivative | Stock Warrant Certificate | 2020-11-25 | A | A | 0 | $0.00 | 0 | I See Footnote | $0.27 · 2020-11-25 to 2025-11-25 | 452,617 Common Stock | (F1) (1) By i2China Management Group, LLC, of which the sole member is Lawrence K. Lin, who was appointed EVP Operations of Ainos, Inc. as of August 1, 2201. |