Form 4 for PTC PTC Inc.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-02-15 · accession 0001654954-22-002495 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-02-15 | PTC | Kniker Catherine | Chief Strategy Off | F - Tax | $113.20 | -610 | 5,609 | -10% | -$69.1K |
| DM | 2022-03-03 | 2022-02-15 | PTC | Kniker Catherine | Chief Strategy Off | M - OptEx | $0.00 | +1,946 | 5,613 | +53% | $0 |
| DM | 2022-03-03 | 2022-02-15 | PTC | Kniker Catherine | Chief Strategy Off | M - OptEx | $0.00 | -1,946 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | F | D | 606 | $113.20 | 6,939 | D | — | — | (F1) Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. |
| 2 | Common | Common Stock | 2022-02-15 | M | A | 1,936 | $0.00 | 7,545 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-15 | M | A | 10 | $0.00 | 5,613 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-15 | F | D | 4 | $113.20 | 5,609 | D | — | — | (F1) Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. |
| 5 | Derivative | Restricted Stock Units | 2022-02-15 | M | D | 1,936 | $0.00 | 1,936 | D | — · — to — | 1,936 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F4) RSUs granted on February 11, 2020 that vest in three substantially equal installments on February 15, 2021, 2022 and 2023. |
| 6 | Derivative | Restricted Stock Units | 2022-02-15 | M | D | 10 | $0.00 | 0 | D | — · — to — | 10 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F3) RSUs granted on February 15, 2019 that vested in three substantially equal installments on February 15, 2020, 2021 and 2022. |