Form 4 for PTN PALATIN TECHNOLOGIES INC
Accepted 2022-06-24 00:00:00 ET · period of report 2022-06-22 · accession 0001654954-22-008780 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-24 | 2022-06-22 | PTN | DUNTON ALAN W | Dir | A - Grant | $0.00 | +73.0K | 991.5K | +8% | $0 |
| D | 2022-06-24 | 2022-06-22 | PTN | DUNTON ALAN W | Dir | A - Grant | $0.00 | +128.0K | 128.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-22 | A | A | 73,000 | $0.00 | 991,519 | D | — | — | (F1) Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 22, 2023. |
| 2 | Derivative | Stock Option (Right to Buy) | 2022-06-22 | A | A | 128,000 | $0.00 | 128,000 | D | $0.29 · 2022-07-31 to 2032-06-22 | 128,000 Common Stock | (F2) The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2022. |