Form 4 for AIMD Ainos, Inc.
Accepted 2022-08-12 00:00:00 ET · period of report 2022-08-09 · accession 0001654954-22-011096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-08-12 | 2022-08-09 | AIMD | Wu Hui-Lan | CFO | A - Grant | $3.40 | +14.7K | 18.9K | +350% | +$50.0K |
| D | 2022-08-12 | 2022-07-28 | AIMD | Wu Hui-Lan | CFO | A - Grant | $0.01 | +2.00M | 2.00M | New | +$20.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-09 | A | A | 14,705 | $3.40 | 18,905 | I Daughter | — | — | (F5) Prior to the Reverse Split discussed herein the Reporting Person beneficially owned 63,000 shares of common stock of the Issuer and after the Reverse Split, and prior to the present issuances, 4,200 common stock. The amounts of securities beneficially owned in column 5 of this report is calculated from a post-split baseline of 4,200. (F1) Yun-Huan Liao is Hui-Lan Wu's daughter (F2) Reference is made to that certain Convertible Note Purchase Agreement and Convertible Promissory Note ("Note") in the principal amount of $50,000 between the Issuer and the Reporting Person's daughter, Yun-Han Liao. The Note bears no interest, matures on March 30, 2027, and is subject to mandatory conversion at a conversion price of 80% of an initial property offering price (if the Issuer conducts an initial public offering). On 08/11/22, the Company completed a public offering at a $4.25 per unit price ("Offering") and a 15-for-1 reverse stock split on 08/08/22 ("Reverse Split"). Transaction reflects an acquisition price of $3.40 per share (80% of the Offering) and the issued shares give effect to the Reverse Split. |
| 2 | Derivative | RSU | 2022-07-28 | A | A | 2,000,000 | $0.01 | 2,000,000 | D | — · 2022-09-30 to 2022-09-30 | 2,000,000 Common Stock | (F3) Reference is made to the Restricted Stock Units (the "RSU") granted pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate Agreement") under the Company's 2021 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period, or in the sole discretion of the Compensation Committee, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. The shares underlying the RSUs will vest on September 30, 2022 and are may not be sold within 6 months of the grant date. |