Form 4 for AEHR AEHR TEST SYSTEMS
Accepted 2022-09-21 00:00:00 ET · period of report 2022-09-20 · accession 0001654954-22-012786 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-21 | 2022-09-20 | AEHR | RICHMOND DONALD P. II | VP of Engineering | M - OptEx | $2.43 | +84.0K | 213.2K | +65% | +$204.3K |
| DM | 2022-09-21 | 2022-09-20 | AEHR | RICHMOND DONALD P. II | VP of Engineering | M - OptEx | $0.00 | -84.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-20 | M | A | 34,000 | $2.42 | 179,153 | D | — | — | |
| 2 | Common | Common Stock | 2022-09-20 | M | A | 6,000 | $3.93 | 145,153 | D | — | — | |
| 3 | Common | Common Stock | 2022-09-20 | M | A | 10,000 | $1.68 | 139,153 | D | — | — | |
| 4 | Common | Common Stock | 2022-09-20 | M | A | 34,000 | $2.40 | 213,153 | D | — | — | (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 5 | Derivative | Incentive Stock Option (right to buy) | 2022-09-20 | M | D | 10,000 | $0.00 | 0 | D | $1.68 · 2016-08-25 to 2023-07-25 | 10,000 Common Stock | (F2) One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |
| 6 | Derivative | Incentive Stock Option (right to buy) | 2022-09-20 | M | D | 34,000 | $0.00 | 0 | D | $2.40 · 2018-09-17 to 2025-08-17 | 34,000 Common Stock | (F2) One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |
| 7 | Derivative | Incentive Stock Option (right to buy) | 2022-09-20 | M | D | 34,000 | $0.00 | 0 | D | $2.42 · 2018-04-25 to 2025-03-25 | 34,000 Common Stock | (F2) One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |
| 8 | Derivative | Incentive Stock Option (right to buy) | 2022-09-20 | M | D | 6,000 | $0.00 | 0 | D | $3.93 · 2017-08-11 to 2024-07-11 | 6,000 Common Stock | (F2) One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |