Form 4 for IE Ivanhoe Electric Inc.
Accepted 2022-10-11 00:00:00 ET · period of report 2022-10-06 · accession 0001654954-22-013594 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-11 | 2022-10-06 | IE | Katase Hirofumi | Dir | C - Cnv Deriv | $4.69 | +13.9K | 44.1K | +46% | +$65.2K |
| D | 2022-10-11 | 2022-10-06 | IE | Katase Hirofumi | Dir | C - Cnv Deriv | $0.00 | -63.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-06 | C | A | 13,898 | $4.69 | 44,055 | D | — | — | (F1) Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split). |
| 2 | Derivative | I-Pulse Convertible Notes | 2022-10-06 | C | D | 63,910 | $0.00 | 0 | D | $4.69 · 2022-06-27 to 2023-07-31 | 13,898 Common Stock | (F1) Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split). |