Form 4 for AIMD Ainos, Inc.

Accepted 2022-10-26 00:00:00 ET · period of report 2022-10-26 · accession 0001654954-22-014263 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-10-26	2022-10-26	AIMD	tsai chun-hsien	CEO, Pres, COB, Dir	A - Grant	$1.89	+333.3K	355.6K	+1,497%	+$630.0K
D	2022-10-26	2022-10-24	AIMD	tsai chun-hsien	CEO, Pres, COB, Dir	A - Grant	—	-50.0K	50.0K	-50%	—
D	2022-10-26	2022-10-26	AIMD	tsai chun-hsien	CEO, Pres, COB, Dir	C - Cnv Deriv	$1.89	-5.00M	0	-100%	-$9.45M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-10-26	A	A	333,333	$1.89	355,599	D	—	—	(F2) This reported transaction represents the conversion of 5,000,000 Restricted Stock Units (the "RSUs") adjusted to 333,000 shares giving effect to the Reverse Stock Split. The RSUs were originally granted pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate Agreement") under the Company's 2021 Stock Incentive Plan. The converted shares underlying the RSUs vested on September 30, 2022 and may not be sold within 6 months of the grant date.
2	Derivative	RSU	2022-10-24	A	D	50,000	—	50,000	D	— · — to —	50,000 COMMON	(F4) This reported transaction represents the granting of 50,000 Restricted Stock Units (the "RSUs"). The RSUs were originally authorized pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate Agreement") and under the Company's 2021 Stock Incentive Plan. The RSUs will vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events.
3	Derivative	RSU	2022-10-26	C	D	5,000,000	$1.89	0	D	$1.89 · 2022-09-30 to 2022-10-26	333,333 COMMON	(F3) This reported transaction represents the settlement of 5,000,000 RSUs adjusted to 333,333 common stock after giving effect the Reverse Stock Split.