Form 4 for PTC PTC Inc.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001654954-22-015510 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-17 | 2022-11-15 | PTC | VON STAATS AARON C | EVP, GC, Sec | F - Tax | $132.01 | -12.3K | 41.4K | -23% | -$1.62M |
| D | 2022-11-17 | 2022-11-15 | PTC | VON STAATS AARON C | EVP, GC, Sec | M - OptEx | $0.00 | +27.1K | 50.5K | +116% | $0 |
| D | 2022-11-17 | 2022-11-15 | PTC | VON STAATS AARON C | EVP, GC, Sec | A - Grant | $0.00 | +3,154 | 53.7K | +6% | $0 |
| DM | 2022-11-17 | 2022-11-15 | PTC | VON STAATS AARON C | EVP, GC, Sec | A - Grant | $0.00 | +9,863 | 5,923 | New | $0 |
| DM | 2022-11-17 | 2022-11-15 | PTC | VON STAATS AARON C | EVP, GC, Sec | M - OptEx | $0.00 | -27.1K | 3,124 | -90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-15 | F | D | 12,300 | $132.01 | 41,372 | D | — | — | (F2) Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. |
| 2 | Common | Common Stock | 2022-11-15 | M | A | 27,118 | $0.00 | 50,518 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-15 | A | A | 3,154 | $0.00 | 53,672 | D | — | — | (F1) Shares earned under FY22 Corporate Incentive Plan. |
| 4 | Derivative | Restricted Stock Units | 2022-11-15 | A | A | 3,940 | $0.00 | 3,940 | D | — · — to — | 3,940 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F5) Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022. |
| 5 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 3,940 | $0.00 | 0 | D | — · — to — | 3,940 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F5) Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022. |
| 6 | Derivative | Restricked Stock Units | 2022-11-15 | M | D | 3,940 | $0.00 | 0 | D | — · — to — | 3,940 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F6) RSUs granted on November 21, 2019 that vested on November 15, 2022. |
| 7 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 2,327 | $0.00 | 1,562 | D | — · — to — | 2,327 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F8) Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022 |
| 8 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 2,395 | $0.00 | 1,562 | D | — · — to — | 2,395 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F9) Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022 |
| 9 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 3,135 | $0.00 | 6,268 | D | — · — to — | 3,135 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F10) RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. |
| 10 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 2,334 | $0.00 | 3,134 | D | — · — to — | 2,334 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F11) Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022. |
| 11 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 5,923 | $0.00 | 0 | D | — · — to — | 5,923 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F4) Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022. |
| 12 | Derivative | Restricted Stock Units | 2022-11-15 | A | A | 5,923 | $0.00 | 5,923 | D | — · — to — | 5,923 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F4) Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022. |
| 13 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 3,124 | $0.00 | 3,124 | D | — · — to — | 3,124 Common Stock | (F12) This amount represents the total number of derivative securities beneficially owned of the class shown. (F3) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F7) RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023. |