Form 4 for PTC PTC Inc.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-16 · accession 0001654954-22-015512 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-17 | 2022-11-16 | PTC | Kniker Catherine | Chief Strategy Off | S - Sale | $130.42 | -2,611 | 10.5K | -20% | -$340.5K |
| DM | 2022-11-17 | 2022-11-16 | PTC | Kniker Catherine | Chief Strategy Off | A - Grant | $0.00 | +15.4K | 3,851 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-16 | S | D | 2,611 | $130.42 | 10,472 | D | — | — | (F1) Shares sold pursuant to a pre-established 10b5-1(c) trading plan. |
| 2 | Derivative | Restricted Stock Units | 2022-11-16 | A | A | 3,851 | $0.00 | 3,851 | D | — · — to — | 3,851 Common Stock | (F6) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F3) Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. |
| 3 | Derivative | Restricted Stock Units | 2022-11-16 | A | A | 7,702 | $0.00 | 7,702 | D | — · — to — | 7,702 Common Stock | (F6) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F5) RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. |
| 4 | Derivative | Restricted Stock Units | 2022-11-16 | A | A | 3,851 | $0.00 | 3,851 | D | — · — to — | 3,851 Common Stock | (F6) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F4) Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025. |