Form 4 for LPTH LIGHTPATH TECHNOLOGIES INC
Accepted 2022-11-18 00:00:00 ET · period of report 2022-11-17 · accession 0001654954-22-015567 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-18 | 2022-11-18 | LPTH | Peck Darcie | Dir | M - OptEx | — | +55.5K | 101.4K | +121% | — |
| D | 2022-11-18 | 2022-11-17 | LPTH | Peck Darcie | Dir | A - Grant | $0.00 | +50.8K | 50.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2022-11-18 | M | A | 55,493 | — | 101,400 | D | — | — | (F1) Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. |
| 2 | Derivative | Restricted stock units | 2022-11-17 | A | A | 50,847 | $0.00 | 50,847 | D | — · — to — | 50,847 Class A common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F3) The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. |