Form 4 for PTN PALATIN TECHNOLOGIES INC
Accepted 2022-12-16 00:00:00 ET · period of report 2022-12-16 · accession 0001654954-22-016646 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-12-16 | 2022-12-15 | PTN | WILLS STEPHEN T | CFO, COO, Executive VP | J - Other | $0.00 | -124.2K | 371.3K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Stock Option granted 6/25/2014 | 2022-12-15 | J | D | 6,000 | $0.00 | 365,321 | D | — | — | (F1) The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the "Plan"), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options. |
| 2 | Common | Stock Option granted 6/24/2019 | 2022-12-15 | J | D | 25,520 | $0.00 | 257,101 | D | — | — | (F1) The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the "Plan"), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options. |
| 3 | Common | Stock Option granted 6/26/2018 | 2022-12-15 | J | D | 18,160 | $0.00 | 282,621 | D | — | — | (F1) The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the "Plan"), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options. |
| 4 | Common | Stock Option granted 12/12/2017 | 2022-12-15 | J | D | 14,900 | $0.00 | 300,781 | D | — | — | (F1) The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the "Plan"), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options. |
| 5 | Common | Stock Option granted 12/12/2017 | 2022-12-15 | J | D | 23,000 | $0.00 | 315,681 | D | — | — | (F1) The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the "Plan"), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options. |
| 6 | Common | Stock Option granted 9/7/2016 | 2022-12-15 | J | D | 15,840 | $0.00 | 338,681 | D | — | — | (F1) The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the "Plan"), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options. |
| 7 | Common | Stock Option granted 6/11/2015 | 2022-12-15 | J | D | 10,800 | $0.00 | 354,521 | D | — | — | (F1) The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the "Plan"), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options. |
| 8 | Common | Stock Option granted 6/27/2013 | 2022-12-15 | J | D | 10,000 | $0.00 | 371,321 | D | — | — | (F1) The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the "Plan"), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options. |