Form 4 for URG UR-ENERGY INC
Accepted 2023-01-30 00:00:00 ET · period of report 2023-01-26 · accession 0001654954-23-001021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-30 | 2023-01-26 | URG | FRANKLIN JAMES M. | Dir | M - OptEx | $0.5391 | +336.2K | 799.5K | +73% | +$181.2K |
| DM | 2023-01-30 | 2023-01-26 | URG | FRANKLIN JAMES M. | Dir | S - Sale+OE | $1.24 | -336.2K | 605.9K | -36% | -$415.4K |
| DM | 2023-01-30 | 2023-01-26 | URG | FRANKLIN JAMES M. | Dir | M - OptEx | $0.00 | -336.2K | 356.6K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2023-01-26 | M | A | 142,609 | $0.47 | 748,536 | D | — | — | (F3) The options were exercised and the shares were acquired at $0.63 Canadian dollars; $0.4719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491). |
| 2 | Common | Common shares | 2023-01-26 | S | D | 193,574 | $1.24 | 605,927 | D | — | — | (F2) The shares were sold at $1.6563 Canadian dollars; $1.2407 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491). |
| 3 | Common | Common shares | 2023-01-26 | M | A | 193,574 | $0.59 | 799,501 | D | — | — | (F1) The options were exercised and the shares were acquired at $0.79 Canadian dollars; $0.5918 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491). |
| 4 | Common | Common shares | 2023-01-26 | S | D | 142,609 | $1.23 | 605,927 | D | — | — | (F4) The shares were sold at $1.6446 Canadian dollars; $1.2320 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491). |
| 5 | Derivative | Common share options (right to buy) | 2023-01-26 | M | D | 193,574 | $0.00 | 499,257 | D | $0.59 · — to 2024-11-05 | 193,574 Common shares | (F1) The options were exercised and the shares were acquired at $0.79 Canadian dollars; $0.5918 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491). (F5) A total of 193,574 options were granted on 11/5/2019 vested and became exercisable as follows: 64,524 on 11/5/2020; 64,524 on 11/5/2021 and 64,526 on 11/5/2022. |
| 6 | Derivative | Common share options (right to buy) | 2023-01-26 | M | D | 142,609 | $0.00 | 356,648 | D | $0.47 · — to 2025-11-13 | 142,609 Common shares | (F3) The options were exercised and the shares were acquired at $0.63 Canadian dollars; $0.4719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491). (F6) A total of 213,914 options were granted on 11/13/2020 which vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/22. Another 71,304 options will vest on 11/13/2023. |